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基金业协会要求广大会员加强自律
时间:2015-02-02

  2014年,资产管理行业经历前所未有的发展,基金管理公司资产管理规模超过10万亿元,比上年增长了101%。为了防范行业风险,证监会加大了日常检查力度,对检查中发生的问题采取了行政监管措施,这些措施将有助于提升行业风险意识、增强内控水平,维护投资人合法权益,促进行业健康发展。随着证监会落实“聚焦监管转型,提高监管效能”,今后,这类检查和措施将会成为新常态,协会希望广大会员加强自律,全面提高风险管理和内控水平,打造投资人信赖的资产管理行业。

 

AMAC Emphasizes that All Members Should Strengthen Self-discipline

  The asset management industry in China experienced unprecedented growth in 2014 with the total AUM of fund management companies over RMB10 trillion, a growth rate of 101% compared to the previous year. To prevent systemic risk in the industry, CSRC strengthened the regular inspections and took administrative measures to address issues discovered from those inspections. Those administrative measures are to be differentiated from administrative sanctions. Those measures will improve risk awareness, risk control and investor protection, and promote the industry development. To effectively implement Chairman Xiao’s address of “Supervision Transformation as the Focus”, these regular inspections and administrative measures will become a new norm. AMAC would like to re-emphasize that all members of AMAC are to be cognoscente of self-regulatory rules, improve risk control and risk management at all levels, and continue to build an industry worthy of investors’ confidence and trust.

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